My conversation with industry
experts
For a discussion of the case, I was delighted to speak with Amy Kadomatsu and Bill Carrigan of COMPLY. As a global market leader in regulatory compliance solutions, COMPLY combines the power of regulatory technology, services and education to empower chief compliance officers and compliance professionals to easily navigate regulatory landscapes.
Amy is the CEO of COMPLY and Bill Carrigan is a Director of Compliance for the company. It was such a pleasure meeting Amy at the Association for Corporate Growth’s Women of
Leadership Event in New York City in April.
Amy has long served the financial services industry. Prior to joining COMPLY, Amy was the President of ROKO Labs, a Managing Director at S&P Global and the
Chief Product Officer at TheMarkets.com, which Capital IQ acquired.
Bill Carrigan is a Director of Compliance for COMPLY. Prior to COMPLY, he served as the Deputy Commissioner of the Vermont Department of Financial Regulation
Securities Division and was also the Investor Education Coordinator. Bill is an adjunct professor at Champlain College in Vermont where he teaches white collar crime in the Cyber Forensics and Digital Investigations Program.
I hope you enjoy the first episode of the three-part series.